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Allan Verkhovski

Scotia Capital (usa) Inc.

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About Allan Verkhovski

Allan Verkhovski is a registered representative with Scotia Capital (usa) Inc. Allan has been in the financial services industry since December 19, 2018 and is currently registered in 52 states and the District of Columbia. Allan previously worked at Wolfe Research Securities, Wells Fargo Securities, LLC, and Piper Jaffray & Co.

Firm Information

Allan Verkhovski is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Allan Verkhovski’s Registration & Firm History

CA

06/25/2024 - Present

Scotia Capital (usa) Inc. (San Francisco CA)

CA

02/25/2021 - 06/13/2024

WOLFE RESEARCH SECURITIES (San Francisco CA)

CA

12/23/2019 - 02/18/2021

WELLS FARGO SECURITIES, LLC (SAN FRANCISCO CA)

CA

11/20/2018 - 12/09/2019

PIPER JAFFRAY & CO. (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 02/25/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 22TO - Direct Participation Programs Representative Examination

BC

Issued 01/02/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/09/2019

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 01/28/2019

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 11/20/2018

Series 7TO - General Securities Representative Examination

BC

Issued 11/15/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Allan Verkhovski.
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