Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allan? Claim Your ProfileAllan Robert Cox has been in the financial services industry since 1992 and currently holds registrations with Oppenheimer & Co. Inc. Allan Cox's professional experience includes previous roles at LEHMAN BROTHERS PUERTO RICO INC. Allan Cox has a broad range of licenses and registrations including Series 4, 7, 9, 10, 24, 27, 55, 63, 57TO, 99TO, and SIE. Allan Cox has specialized experience with the following investment strategies: 1) Fixed Income, 2) Equities, 3) Mutual Funds, 4) Options, 5) Annuities, and 6) Other investment products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
10/23/1998 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NA
02/12/1987 - 01/09/1993
LEHMAN BROTHERS PUERTO RICO INC.
BC
Issued 02/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/05/2015
Series 4 - Registered Options Principal Examination
BC
Issued 11/25/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/13/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/09/1998
Series 24 - General Securities Principal Examination
BC
Issued 02/11/1987
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/22/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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