Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allan? Claim Your ProfileAllan Paul Watt has been working in the financial industry since June 1994. Allan is a registered investment advisor representative with LPL Financial LLC and is licensed in Texas and Wyoming. Allan has previously worked for Raymond James Financial Services, Inc., Wells Fargo Advisors, LLC, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and A. G. Edwards & Sons, Inc. Allan holds Series 63, 65, 7, 8, 9, 10, 31, and SIE licenses. Allan offers financial planning, portfolio management for individuals and businesses, pension consulting, educational seminars, and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
07/15/2024 - Present
LPL Financial LLC (DENTON TX)
TX
05/26/2015 - 12/16/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (DENTON TX)
TX
06/27/2008 - 05/27/2015
WELLS FARGO ADVISORS, LLC (DENTON TX)
TX
04/02/2007 - 06/30/2008
MORGAN STANLEY & CO. INCORPORATED (PLANO TX)
TX
06/24/2003 - 04/02/2007
MORGAN STANLEY DW INC. (PLANO TX)
NY
06/27/1997 - 06/23/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
05/31/1994 - 06/13/1997
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 01/16/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/05/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 05/27/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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