Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allan? Claim Your ProfileAllan Benson is a financial professional with over 13 years of experience in the industry. Allan is currently registered with Santander US Capital Markets LLC. Allan is a Series 7, Series 63, Series 99TO, and SIE licensed representative. Previously, Allan was registered with Nomura Securities International, Inc., Merrill Lynch Professional Clearing Corp., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/05/2024 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
09/17/2013 - 04/11/2022
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
12/21/2010 - 02/14/2012
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)
NY
09/12/2006 - 02/14/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/02/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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