Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allan? Claim Your ProfileAllan Michael Katz is a securities professional with over 9 years of experience in the industry. Allan is currently registered with Siebert Williams Shank & Co., LLC in New York, NY. Previously, Allan worked at Guggenheim Securities, LLC in Fort Lauderdale, FL and Croton Liquid Markets LLC in New York, NY. Allan holds the Series 27, SIE and Series 99TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/19/2024 - Present
Siebert Williams Shank & CO., LLC (NEW YORK NY)
FL
04/30/2014 - 01/16/2024
GUGGENHEIM SECURITIES, LLC (FORT LAUDERDALE FL)
NY
09/21/2016 - 08/27/2020
CROTON LIQUID MARKETS LLC (NEW YORK NY)
BC
Issued 04/30/2014
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
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