Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allan? Claim Your ProfileAllan Gottlieb has been in the financial services industry for over 39 years. Allan is a registered representative with Raymond James & Associates, Inc. and has experience in various financial areas. Allan is licensed to provide advisory services in many states. Allan previously worked at Morgan Keegan & Company, Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, and Kidder, Peabody & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
01/02/2018 - Present
Raymond James & Associates, Inc. (Atlanta GA)
GA
07/25/2003 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (ATLANTA GA)
MO
07/01/2003 - 08/05/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
11/06/1990 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
01/06/1988 - 11/08/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
10/19/1983 - 01/19/1988
KIDDER, PEABODY & CO. INCORPORATED
IA
Issued 05/01/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/17/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1995
Series 15 - Foreign Currency Options Examination
BC
Issued 08/21/1984
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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