Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allan? Claim Your ProfileAllan James Davies is a financial advisor at Thrivent Investment Management Inc. Allan has been in the industry since 2006. Allan is registered with FINRA and the Securities Investor Protection Corporation (SIPC). Allan is also registered with the state of Wisconsin. Allan has passed the Series 7, Series 66, and SIE exams. Allan specializes in providing financial planning and portfolio management services to individuals and businesses. Allan currently holds active registrations in Illinois, Minnesota, Oregon, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WI
12/05/2007 - Present
Thrivent Investment Management Inc. (GREENVILLE WI)
WI
11/15/2006 - 11/30/2007
LANDOLT SECURITIES, INC. (OSHKOSH WI)
BOTH
Issued 02/21/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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