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Allan G. Lopez

Loop Capital Markets LLC

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About Allan G. Lopez

Allan G. Lopez is a registered representative with Loop Capital Markets LLC, a broker-dealer firm. Allan has been in the securities industry since 2004. He is registered in New York and holds the Series 66, Series 7, and SIE exams. Allan was previously registered with KeyBanc Capital Markets Inc.

Firm Information

Allan Lopez is currently registered with Loop Capital Markets LLC. Loop Capital Markets LLC is a Limited Liability Company formed on June 1, 2004. The firm provides a range of advisory services, including transition management services, equity research services, and security ratings. It serves a variety of client types, including corporations, state or municipal government entities, other investment advisors, and pension plans. The firm is registered with the Securities and Exchange Commission and is licensed to conduct business in all 50 states.

Not reported

Assets Under Management

15

Total Clients

123

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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transition management services/equity research services

Transition management services/equity research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Negotiated fees for research services

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Allan Lopez’s Registration & Firm History

NY

11/12/2009 - Present

Loop Capital Markets LLC (NEW YORK NY)

OH

02/03/2004 - 07/10/2009

KEYBANC CAPITAL MARKETS INC. (CLEVELAND OH)

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Licenses & Designations

BOTH

Issued 03/17/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/02/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Allan G. Lopez.
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