Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allan? Claim Your ProfileAllan Rosen has been in the financial industry since 1983. Allan is a Registered Representative and Investment Advisor Representative for Cetera Investment Advisers LLC. Allan also owns and operates Rosen Investment Advisors, Ltd. Allan has experience in a variety of financial services, including financial planning, pension consulting, and portfolio management. Allan provides financial advice to clients and specializes in helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
06/29/2023 - Present
Cetera Investment Advisers LLC (TEMPE AZ)
AZ
07/30/2004 - 12/04/2007
ASSOCIATED SECURITIES CORP. (PHOENIX AZ)
AZ
05/11/1999 - 03/24/2005
ARCHON SECURITIES, LLC (PHOENIX AZ)
AZ
12/10/1999 - 08/23/2004
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (SCOTTSDALE AZ)
AZ
05/19/1992 - 08/17/1999
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
10/01/1987 - 05/19/1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
NA
02/06/1984 - 10/23/1987
BOARDWALK CAPITAL CORPORATION
NA
09/15/1983 - 01/04/1984
CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.
BOTH
Issued 12/18/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/29/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/1986
Series 24 - General Securities Principal Examination
BC
Issued 09/08/1982
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1986
Series 7 - General Securities Representative Examination
BC
Issued 04/01/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/14/1983
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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