linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Allan E. Welby

Interactive Brokers Corp.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Allan? Claim Your Profile

About Allan E. Welby

Allan E. Welby is a securities professional with over 15 years of experience in the financial services industry. Currently, Allan is a Registered Representative of Interactive Brokers Corp. and Interactive Brokers LLC. Allan's previous experience includes a role at IBKR Securities Services LLC. Allan has a wide range of experience and holds Series 7, 55, 57TO and SIE licenses.

Firm Information

Allan Welby is currently registered with Interactive Brokers Corp.. Interactive Brokers Corp. is a Corporation formed in 2009-01-16. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

60

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Allan Welby’s Registration & Firm History

CT

03/27/2023 - Present

Interactive Brokers Corp. (GREENWICH CT)

CT

12/07/2007 - 02/09/2024

IBKR SECURITIES SERVICES LLC (GREENWICH CT)

Not sure if Allan E. Welby is right for you?

Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/04/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/06/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 3 public disclosures for Allan E. Welby. Review regulatory record here.
Not sure if Allan E. Welby is right for you?