Unclaimed
Allan E. Harpold is a financial advisor with over 35 years of experience in the industry. Allan is currently registered with Nylife Securities LLC and has been a registered representative since July 1986. Allan holds several securities licenses, including the Series 6, Series 22, Series 63, and SIE. Allan is licensed to provide financial advice in Colorado, Florida, Maryland and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
07/16/1986 - Present
Nylife Securities LLC (WAYNE PA)
BC
Issued 06/16/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 07/07/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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