Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allan? Claim Your ProfileAllan Gottesman is a financial advisor with Raymond James & Associates, Inc., with over 40 years of experience in the financial services industry. Allan has served clients in various capacities, including investment advisor and broker-dealer roles. Allan's experience includes serving clients in BOONTON TOWNSHIP, NJ and Sarasota, FL. Allan is licensed and registered to provide financial advice in 29 states, including Texas, New Jersey, and Florida, and holds numerous professional licenses and designations. Allan's firm is one of the largest independent financial services firms in the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/19/2018 - Present
Raymond James & Associates, Inc. (BOONTON TOWNSHIP NJ)
NJ
10/29/1980 - 11/04/2004
J. B. HANAUER & CO. (PARSIPPANY NJ)
NJ
08/31/2001 - 09/06/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
IA
Issued 03/17/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/1984
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 07/30/1984
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/30/1984
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1983
Series 7 - General Securities Representative Examination
BC
Issued 02/05/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/18/1980
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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