Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Allan? Claim Your ProfileAllan Christopher Depaul is a financial advisor with LPL Financial LLC. Allan has been in the financial services industry since 1999 and has a wide range of experience, including working with both individuals and businesses. Allan specializes in providing financial planning, portfolio management, and investment advisory services. Allan holds the Series 7, 63, 66, 24, 4, and 53 securities licenses. Allan is registered in all 50 states and the District of Columbia for both securities and investment advisory services. Prior to joining LPL Financial LLC, Allan worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Financial Network Investment Corporation, and TD Waterhouse Investor Services, Inc. Allan is committed to providing personalized service and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
06/13/2016 - Present
LPL Financial LLC (FORT MILL SC)
NC
03/14/2011 - 08/26/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
03/21/2007 - 03/08/2011
LPL FINANCIAL LLC (CHARLOTTE NC)
CA
03/04/2005 - 03/22/2007
FINANCIAL NETWORK INVESTMENT CORPORATION (SAN DIEGO CA)
NE
10/20/1999 - 06/28/2004
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BOTH
Issued 02/17/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/28/2012
Series 4 - Registered Options Principal Examination
BC
Issued 05/09/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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