Unclaimed
Alla Cootey is a financial professional with over 19 years of experience in the industry. Currently, Alla is registered with Santander Securities LLC as a Registered Representative and Investment Advisor Representative. Alla has a strong track record of providing personalized financial advice to individuals, families and businesses. Alla is dedicated to helping clients achieve their financial goals and offers a wide range of financial services, including investment management, financial planning, and retirement planning. Alla holds the Series 6, 7, 26, 63, and 65 licenses. Alla's previous experience includes roles at LPL Financial LLC, IFMG Securities, Inc. and Banc of America Investment Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NH
11/18/2021 - Present
Santander Securities LLC (Salem NH)
NH
05/27/2008 - 09/19/2012
LPL FINANCIAL LLC (RAYMOND NH)
NH
03/20/2006 - 05/27/2008
IFMG SECURITIES, INC. (NASHUA NH)
MA
11/15/2004 - 03/07/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
04/19/2004 - 12/10/2004
IFMG SECURITIES, INC. (PURCHASE NY)
IA
Issued 07/28/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/11/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/17/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/16/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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