Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alka? Claim Your ProfileAlka Kumar is a financial advisor currently registered with Fidelity Personal and Workplace Advisors. Alka has been in the industry since June 4, 2004. Alka has previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC, Chase Investment Services Corp., and WAMU Investments, Inc. Alka is currently registered in California and Texas. Alka is a Series 6, 7, 63, and 65 licensed advisor, and has also passed the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
08/13/2021 - Present
Fidelity Personal AND Workplace Advisors (SAN JOSE CA)
CA
05/18/2016 - 10/01/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FREMONT CA)
CA
10/01/2012 - 04/14/2016
J.P. MORGAN SECURITIES LLC (SUNNYVALE CA)
CA
05/02/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SAN JOSE CA)
CA
04/15/2004 - 05/02/2009
WAMU INVESTMENTS, INC. (CUPERTINO CA)
IA
Issued 10/07/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2011
Series 7 - General Securities Representative Examination
BC
Issued 04/14/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Alka Kumar is the right advisor for you? Invested Better is here to help.
