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Alka Singal

Foreside Fund Services, LLC

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About Alka Singal

Alka Singal is a registered representative with Foreside Fund Services, LLC and has over 10 years of experience in the financial industry. Alka has been registered with the firm since May 4, 2022. Prior to joining Foreside, Alka worked at PIMCO INVESTMENTS LLC and ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC. Alka is licensed to provide financial services in all 50 states, the District of Columbia, and Puerto Rico.

Firm Information

Alka Singal is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alka Singal’s Registration & Firm History

CA

05/04/2022 - Present

Foreside Fund Services, LLC (San Francisco CA)

NY

02/14/2011 - 01/13/2017

PIMCO INVESTMENTS LLC (NEW YORK NY)

NY

10/10/2007 - 02/14/2011

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/06/2022

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 02/20/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/20/2012

Series 24 - General Securities Principal Examination

BC

Issued 05/04/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/11/2022

SIE - Securities Industry Essentials Examination

BC

Issued 12/14/2007

Series 3 - National Commodity Futures Examination

BC

Issued 10/09/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alka Singal.
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