Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alixis? Claim Your ProfileAlixis Roccia is a registered investment advisor representative with Principal Advised Services. Alixis has been in the industry since July 2023. Alixis has an active Series 66 license in North Carolina and Iowa, and is registered to provide securities services in 51 states. Alixis also has a Series 7TO and SIE license for the brokerage side of the business. Alixis also works as a retirement consultant for Principal Advised Services. Alixis can provide financial planning, portfolio management for individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NC
09/24/2024 - Present
Principal Advised Services (Charlotte NC)
BOTH
Issued 08/03/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/14/2023
Series 7TO - General Securities Representative Examination
BC
Issued 06/15/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Alixis Roccia is the right advisor for you? Invested Better is here to help.
