Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alix? Claim Your ProfileAlix Leilani Smith is a financial professional with over 6 years of experience in the industry. Alix holds Series 7, 24, 63, 99TO and SIE licenses and is registered in Arizona, Arkansas, Massachusetts and Utah. Currently, Alix works at Vanguard Marketing Corp. and is located in Scottsdale, Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
06/23/2017 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 05/17/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2021
Series 24 - General Securities Principal Examination
BC
Issued 08/04/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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