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Alix Jean Cethoute

Bancroft Capital, LLC

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About Alix Jean Cethoute

Alix Cethoute is a financial advisor who has been in the industry since 1992. Alix is currently registered with Bancroft Capital, LLC in Dallas, Texas and has been with the firm since October 2022. Alix previously worked at UMB FINANCIAL SERVICES, INC. and GEORGE K. BAUM & COMPANY. Alix specializes in providing financial planning and pension consulting services.

Firm Information

Alix Cethoute is currently registered with Bancroft Capital, LLC. Bancroft Capital, LLC is a Limited Liability Company formed in July 2017. The firm provides financial planning and pension consulting services to a variety of clients. They are registered with the SEC and in 34 states. They have 4 investment adviser representatives and 4 registered representatives.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Alix Cethoute’s Registration & Firm History

TX

10/20/2022 - Present

Bancroft Capital, LLC (Dallas TX)

TX

11/27/2019 - 10/11/2022

UMB FINANCIAL SERVICES, INC. (Dallas TX)

TX

09/01/2017 - 09/30/2019

GEORGE K. BAUM & COMPANY (Dallas TX)

TX

05/19/2006 - 08/21/2017

SAMCO CAPITAL MARKETS, INC. (DALLAS TX)

TX

06/29/2005 - 05/19/2006

PENSON FINANCIAL SERVICES, INC. (DALLAS TX)

NY

11/22/1989 - 07/08/2003

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BC

Issued 04/12/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/09/2007

Series 53 - Municipal Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/2018

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 11/18/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Alix Jean Cethoute.
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