Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alix? Claim Your ProfileAlix Edmund Charles is a financial professional with over two years of experience in the industry. Alix has been registered with TD Securities (USA) LLC since March 1, 2021. Alix holds the Series 63, Series 79TO, and SIE licenses. Alix is currently registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/01/2021 - Present
TD Securities (usa) LLC (New York NY)
BC
Issued 03/27/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/27/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/23/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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