Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alistair? Claim Your ProfileAlistair Featherstone is a registered representative with Oppenheimer & Co. Inc. Alistair has been in the industry since February 5, 2005 and has been with Oppenheimer & Co. Inc. since November 24, 2015. Previously, Alistair was with CASTLEOAK SECURITIES, LP, RICE FINANCIAL PRODUCTS COMPANY, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and BANC OF AMERICA SECURITIES LLC. Alistair holds the following licenses: Series 7, Series 50, Series 52TO, Series 63 and the SIE exam. Alistair is licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
11/24/2015 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
08/20/2012 - 08/04/2015
CASTLEOAK SECURITIES, LP (NEW YORK NY)
NY
08/13/2009 - 04/02/2012
RICE FINANCIAL PRODUCTS COMPANY (NEW YORK NY)
NY
03/16/2009 - 07/08/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/13/2005 - 07/08/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
04/27/2004 - 12/14/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/31/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/16/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 04/26/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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