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Alistair Roderic Kefford

DC Advisory

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About Alistair Roderic Kefford

Alistair Kefford is a registered representative with DC Advisory. Alistair has been in the securities industry since 2019 and holds the Series 63, Series 79TO, and SIE licenses. Prior to joining DC Advisory, Alistair was employed by Macquarie Capital (USA) Inc. in New York, NY.

Firm Information

Alistair Kefford is currently registered with DC Advisory. DC Advisory is a Limited Liability Company that was formed on April 1, 2012. The firm is registered in California, District of Columbia, Illinois, and New York. It has one approved SEC registration and four approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

80

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alistair Kefford’s Registration & Firm History

NY

06/14/2023 - Present

DC Advisory (NEW YORK NY)

NY

03/07/2019 - 01/25/2023

MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/25/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/07/2019

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 03/01/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alistair Roderic Kefford.
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