Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alissa? Claim Your ProfileAlissa Stearns is a financial advisor with over nine years of experience in the industry. Alissa is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Previously, Alissa was registered with J.P. Morgan Securities LLC and Securian Financial Services, Inc. Alissa holds the Series 7, Series 66, and SIE licenses and is registered in 54 states. Alissa specializes in providing financial advice to individuals, businesses, and institutions. Alissa is committed to providing her clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
01/23/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TACOMA WA)
WA
08/24/2016 - 01/23/2018
J.P. MORGAN SECURITIES LLC (FEDERAL WAY WA)
IL
10/02/2014 - 08/24/2016
SECURIAN FINANCIAL SERVICES, INC. (Deerfield IL)
BOTH
Issued 09/17/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Alissa Stearns is the right advisor for you? Invested Better is here to help.
