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Alissa Estelle Lay

Vanguard Marketing Corp.

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About Alissa Estelle Lay

Alissa Estelle Lay is a registered representative with Vanguard Marketing Corp. Alissa has been in the securities industry for 11 years. Alissa is licensed to sell securities in all 50 states. Alissa holds the following licenses: Series 6, Series 7, and Series 63. Alissa has been with Vanguard Marketing Corp since 2011.

Firm Information

Alissa Lay is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alissa Lay’s Registration & Firm History

PA

06/24/2011 - Present

Vanguard Marketing Corp. (MALVERN PA)

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Licenses & Designations

BC

Issued 08/05/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/19/2012

Series 7 - General Securities Representative Examination

BC

Issued 06/23/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alissa Estelle Lay.
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