Unclaimed
Alissa Estelle Lay is a registered representative with Vanguard Marketing Corp. Alissa has been in the securities industry for 11 years. Alissa is licensed to sell securities in all 50 states. Alissa holds the following licenses: Series 6, Series 7, and Series 63. Alissa has been with Vanguard Marketing Corp since 2011.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
06/24/2011 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 08/05/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2012
Series 7 - General Securities Representative Examination
BC
Issued 06/23/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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