Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alissa? Claim Your ProfileAlissa Leno is a registered representative with UBS Financial Services Inc. based in Atlanta, Georgia. Alissa is a licensed investment advisor representative in Georgia. Alissa Leno has been in the financial industry for 6 years and has a total of 10 approved SRO registrations, 26 approved state registrations and 1 approved IA state registration. The advisor holds Series 7, 66 and SIE securities licenses and has been registered with FINRA since September 2023. Alissa specializes in providing a variety of financial services, including financial planning, security ratings, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses and individuals. The advisor has a diverse client base and serves individuals, high-net-worth individuals, corporations or other businesses, charitable organizations, pension and profit-sharing plans, state or municipal government entities, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
09/28/2023 - Present
UBS Financial Services Inc. (ATLANTA GA)
BOTH
Issued 09/25/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/01/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/02/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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