Unclaimed
Alison Grant is a financial advisor registered with Apollo Global Securities, LLC. Alison is registered in 9 states. Alison has been working in the securities industry since 2008. Alison holds the Series 6, 7 and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/16/2024 - Present
Apollo Global Securities, LLC (NEW YORK NY)
NY
02/06/2012 - 07/27/2017
CAREY FINANCIAL, LLC (NEW YORK NY)
MA
07/14/2008 - 01/20/2012
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
BC
Issued 07/25/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2010
Series 7 - General Securities Representative Examination
BC
Issued 07/11/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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