Unclaimed
Alison Waring is a financial advisor with Columbia Management Investment Distributors, Inc. in Boston, MA. Alison has over 6 years of experience in the financial services industry and holds the Series 6, Series 7, Series 26, and SIE licenses. She is also registered with FINRA. Alison has worked at Columbia Management Investment Distributors, Inc., since March 13, 2023. Previously, Alison worked at Natixis Distribution, LLC. in Boston, MA from June 21, 2016 to March 13, 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
03/13/2023 - Present
Columbia Management Investment Distributors, Inc. (BOSTON MA)
MA
06/21/2016 - 03/13/2023
NATIXIS DISTRIBUTION, LLC (BOSTON MA)
BC
Issued 08/25/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2019
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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