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Alison Waring

Columbia Management Investment Distributors, Inc.

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About Alison Waring

Alison Waring is a financial advisor with Columbia Management Investment Distributors, Inc. in Boston, MA. Alison has over 6 years of experience in the financial services industry and holds the Series 6, Series 7, Series 26, and SIE licenses. She is also registered with FINRA. Alison has worked at Columbia Management Investment Distributors, Inc., since March 13, 2023. Previously, Alison worked at Natixis Distribution, LLC. in Boston, MA from June 21, 2016 to March 13, 2023.

Firm Information

Alison Waring is currently registered with Columbia Management Investment Distributors, Inc.. Columbia Management Investment Distributors, Inc. is a corporation formed in April 1978. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in at least one civil event.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alison Waring’s Registration & Firm History

MA

03/13/2023 - Present

Columbia Management Investment Distributors, Inc. (BOSTON MA)

MA

06/21/2016 - 03/13/2023

NATIXIS DISTRIBUTION, LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 08/25/2016

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 01/02/2019

Series 7 - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alison Waring.
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