Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alison? Claim Your ProfileAlison Montgomery is a financial professional with over 3 years of experience in the industry. Alison is currently registered with Mesirow Financial, Inc. and holds Series 7, 63, 79 and SIE licenses. Alison has previously worked at Lancaster Pollard & Co., LLC, Prairie Capital Markets, LLC, and Raymond James & Associates, Inc.. Alison's experience and qualifications make her a valuable resource for clients seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
07/12/2018 - Present
Mesirow Financial, Inc. (CHICAGO IL)
IL
08/22/2017 - 07/09/2018
LANCASTER POLLARD & CO., LLC (Chicago IL)
IL
09/25/2014 - 06/17/2016
PRAIRIE CAPITAL MARKETS, LLC (OAKBROOK TERRACE IL)
IL
02/21/2014 - 09/04/2014
RAYMOND JAMES & ASSOCIATES, INC. (CHICAGO IL)
BC
Issued 04/14/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/21/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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