Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alison? Claim Your ProfileAlison Gardner is an investment advisor representative registered with MML Investors Services, LLC. Alison has been in the industry since June 19, 1984. Alison has been registered with MML Investors Services, LLC since November 9, 2021. Previously, Alison has worked at RBC CAPITAL MARKETS, LLC, MORGAN STANLEY, CITIGROUP GLOBAL MARKETS INC., and LEHMAN BROTHERS INC. Alison is licensed in several states. Alison has passed the SIE, Series 3, Series 7, Series 63, and Series 65 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
FL
11/09/2021 - Present
MML Investors Services, LLC (SARASOTA FL)
FL
08/31/2017 - 10/19/2021
RBC CAPITAL MARKETS, LLC (Sarasota FL)
FL
06/01/2009 - 09/01/2017
MORGAN STANLEY (SARASOTA FL)
FL
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SARASOTA FL)
NY
06/20/1984 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 03/02/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1984
Series 3 - National Commodity Futures Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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