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Alison Mary Glasgow

Kestra Investment Services, LLC

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About Alison Mary Glasgow

Alison Mary Glasgow is a financial professional with over 10 years of experience in the industry. She is currently registered with Kestra Investment Services, LLC. Alison has a Series 6, Series 63 and SIE license. She is registered in Texas.

Firm Information

Alison Glasgow is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alison Glasgow’s Registration & Firm History

TX

02/17/2016 - Present

Kestra Investment Services, LLC (DALLAS TX)

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Licenses & Designations

BC

Issued 12/09/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/09/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alison Mary Glasgow.
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