Unclaimed
Alison Caron is a financial advisor who has been in the industry since May 18, 2008. Alison is currently registered with Fidelity Brokerage Services LLC and has been with the firm since December 15, 2011. Prior to that, Alison was registered with Fidelity Investments Institutional Services Company, Inc., from May 19, 2008 to January 3, 2012. Alison holds the Series 6, 7, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
12/15/2011 - Present
Fidelity Brokerage Services LLC (ATLANTA GA)
RI
05/19/2008 - 01/03/2012
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 06/07/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2010
Series 7 - General Securities Representative Examination
BC
Issued 05/17/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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