Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alison? Claim Your ProfileAlison Macneish Almazan is a registered representative with Wells Fargo Clearing Services, LLC and has been in the industry since October 30, 2008. Alison has a branch office in St. Louis, Missouri and another in San Juan Capistrano, California. Alison is a licensed advisor in California, North Carolina, and Missouri. Alison is registered to offer securities products and investment advisory services in the following areas: Individual investors, High Net Worth Individuals, Businesses, Retirement Plans, Charitable Organizations, and Insurance Companies. Alison holds the Series 66, Series 7, Series 9, Series 10 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
CA
10/31/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SAN CLEMENTE CA)
BOTH
Issued 11/20/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/31/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/12/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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