Unclaimed
Alison Lindsay Babineau is a registered representative with Fidelity Brokerage Services LLC, a firm with a strong reputation in the financial industry. Alison has extensive experience in the financial services industry, having been a registered representative since 2007. Alison is a dedicated and experienced professional who is committed to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/27/2010 - Present
Fidelity Brokerage Services LLC (NEWPORT BEACH CA)
NH
01/01/2008 - 10/05/2009
FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)
MA
04/09/2007 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)
BC
Issued 05/12/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/09/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/07/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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