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Alison Lindsay Babineau

Fidelity Brokerage Services LLC

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About Alison Lindsay Babineau

Alison Lindsay Babineau is a registered representative with Fidelity Brokerage Services LLC, a firm with a strong reputation in the financial industry. Alison has extensive experience in the financial services industry, having been a registered representative since 2007. Alison is a dedicated and experienced professional who is committed to providing her clients with the highest level of service and expertise.

Firm Information

Alison Babineau is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Alison Babineau’s Registration & Firm History

CA

07/27/2010 - Present

Fidelity Brokerage Services LLC (NEWPORT BEACH CA)

NH

01/01/2008 - 10/05/2009

FIDELITY BROKERAGE SERVICES LLC (MERRIMACK NH)

MA

04/09/2007 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)

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Licenses & Designations

BC

Issued 05/12/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/09/2012

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/14/2008

Series 7 - General Securities Representative Examination

BC

Issued 04/07/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Alison Lindsay Babineau.
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