Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alison? Claim Your ProfileAlison Leslie Lewis is a financial professional with over 20 years of experience in the industry. Alison is currently registered with Raymond James & Associates, Inc. Previously, Alison held positions at Davenport & Company LLC, BB&T Securities, LLC and Scott & Stringfellow, LLC. Alison holds the Series 6, 7, 9, 10, 14, 24, 63, 66, 99TO and SIE licenses. Alison specializes in portfolio management for individuals and businesses, financial planning, pension consulting and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/21/2022 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
VA
09/16/2015 - 04/04/2022
DAVENPORT & COMPANY LLC (RICHMOND VA)
VA
01/02/2013 - 09/16/2015
BB&T SECURITIES, LLC (RICHMOND VA)
VA
01/31/2001 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (RICHMOND VA)
VA
11/17/1999 - 12/07/2000
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
IN
07/30/1999 - 10/15/1999
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
GA
12/02/1998 - 08/19/1999
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 09/04/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2018
Series 14 - Compliance Officer Examination
BC
Issued 10/29/2008
Series 24 - General Securities Principal Examination
BC
Issued 07/07/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/07/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/24/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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