Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alison? Claim Your ProfileAlison Lehman is a financial advisor with Wells Fargo Clearing Services, LLC. Alison has been in the financial services industry since 2016 and has been registered with Wells Fargo Clearing Services, LLC since 2019. Alison has been registered with the states of Ohio and Texas. Prior to joining Wells Fargo Clearing Services, LLC, Alison worked at Stifel, Nicolaus & Company, Incorporated, and UBS Financial Services Inc. Alison holds Series 66, Series 7, and SIE licenses. Alison's firm, Wells Fargo Clearing Services, LLC provides financial planning, portfolio management for individuals and businesses, investment consulting services to institutional clients, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
02/26/2019 - Present
Wells Fargo Clearing Services, LLC (WESTERVILLE OH)
OH
01/10/2018 - 02/14/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (COLUMBUS OH)
OH
08/01/2016 - 12/21/2017
UBS FINANCIAL SERVICES INC. (NEW ALBANY OH)
BOTH
Issued 01/23/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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