Unclaimed
Alison Katherine Keller is a financial advisor at Fidelity Brokerage Services LLC. Alison has been in the financial services industry since February 2020. Alison has passed the General Securities Representative Examination (Series 7TO), Securities Industry Essentials Examination (SIE), and Uniform Securities Agent State Law Examination (Series 63).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NH
02/07/2020 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
BC
Issued 02/14/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/14/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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