Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alison? Claim Your ProfileAlison Lage is a registered representative with Neuberger Berman BD LLC, a broker-dealer firm based in New York, NY. Alison has been in the financial industry since 1996 and has held previous positions at Sanford C. Bernstein & Co., Inc. Alison is a Series 7 and Series 63 licensed professional and holds the SIE designation. Alison is registered to offer securities and investment advisory services in California, New Jersey, New York, North Carolina, Pennsylvania, Vermont, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
02/09/1998 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
12/11/1996 - 02/19/1998
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BC
Issued 01/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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