Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alison? Claim Your ProfileAlison Holland is a financial professional with over 8 years of experience in the industry. Alison is currently registered with Franklin Distributors, LLC. Prior to that, Alison was registered with WELLS FARGO CLEARING SERVICES, LLC and WELLS FARGO FUNDS DISTRIBUTOR, LLC. Alison holds the Series 63, 65, 7, 24 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/09/2023 - Present
Franklin Distributors, LLC (San Ramon CA)
MO
05/19/2015 - 02/19/2020
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
WI
04/10/2013 - 04/01/2015
WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)
BC
Issued 11/09/2023
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/28/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/02/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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