Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alison? Claim Your ProfileAlison Congdon is a financial advisor registered with FINRA and the state of New York. Alison has been in the financial industry since 2012. Alison currently works at Pimco Investments LLC. Previously, Alison worked at Goldman, Sachs & Co.. Alison holds Series 7, Series 3 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/15/2015 - Present
Pimco Investments LLC (NEW YORK NY)
NY
08/25/2010 - 05/09/2013
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 12/29/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2016
Series 3 - National Commodity Futures Examination
BC
Issued 09/15/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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