Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alison? Claim Your ProfileAlison Davis is a registered representative with Citigroup Global Markets Inc. Alison has been in the industry since June 17, 2003 and is licensed in 51 states and the District of Columbia. Alison's previous employers include CITI PRIVATE ALTERNATIVES, LLC, J.P. MORGAN SECURITIES LLC, GOLDMAN, SACHS & CO., THINKEQUITY PARTNERS LLC, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Alison holds the Series 7, Series 79TO, Series 63 and Series 66 licenses. Alison is also a registered investment advisor representative in New York. Alison has specialized experience in investment banking, equities, fixed income, mutual funds, variable annuities, and insurance. Alison is also the sole proprietor of ADD Investments LLC, a company that makes private investments into start-up companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
03/20/2023 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
03/03/2023 - 02/18/2024
CITI PRIVATE ALTERNATIVES, LLC (New York NY)
CT
01/31/2014 - 12/07/2020
J.P. MORGAN SECURITIES LLC (Greenwich CT)
NY
08/04/2004 - 12/03/2013
GOLDMAN, SACHS & CO. (NEW YORK NY)
CA
02/16/2001 - 08/04/2004
THINKEQUITY PARTNERS LLC (SAN FRANCISCO CA)
NY
01/25/2001 - 02/28/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 03/20/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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