Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alison? Claim Your ProfileAlison Young is a financial professional with over 15 years of experience in the industry. Alison is currently registered with Rabo Securities USA, Inc. in New York and New Jersey. Alison has held previous positions at COMMERZ MARKETS LLC, HSBC Securities (USA) INC., and LAZARD ASSET MANAGEMENT SECURITIES LLC. Alison is also licensed to provide investment advice in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/04/2017 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
NY
08/25/2015 - 07/22/2016
COMMERZ MARKETS LLC (NEW YORK NY)
NY
10/14/2009 - 08/21/2015
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
NY
07/11/2006 - 09/28/2009
LAZARD ASSET MANAGEMENT SECURITIES LLC (NEW YORK NY)
BOTH
Issued 10/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/26/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/12/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/13/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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