Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alison? Claim Your ProfileAlison Rodriguez is a registered representative with Osaic Wealth, Inc. Alison has been in the financial services industry since 2009. Alison has a broad range of experience, including working with individuals, high net worth individuals, charitable organizations, corporations, and pension and profit-sharing plans. Alison holds the Series 4, 7, 24, 52TO, 53, and 66 licenses. Alison is also a registered investment advisor representative in Minnesota. Alison has worked at Woodbury Financial Services, Inc. and FSC Securities Corporation in the past. Alison specializes in providing financial planning, portfolio management for businesses and individuals, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
01/19/2024 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
MN
03/04/2014 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
04/02/2008 - 09/17/2012
FSC SECURITIES CORPORATION (ATLANTA GA)
BOTH
Issued 06/21/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/18/2011
Series 4 - Registered Options Principal Examination
BC
Issued 02/01/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/17/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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