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Alison Ann Peery

Charles Schwab & CO., Inc.

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About Alison Ann Peery

Alison Ann Peery is a financial advisor with Charles Schwab & CO., Inc. Alison has been in the financial services industry since April 2020 and has passed both state and federal exams. Alison has been registered with the Financial Industry Regulatory Authority (FINRA) since November 2020 and is currently active in both Colorado and California. Alison also holds an active Investment Advisor Representative (IAR) registration in Colorado. Alison has experience working with a variety of clients, including individuals and businesses. She is a wrap fee program sponsor and financial planning advisor referral program participant. Alison's primary office is located at 9899 Schwab Way, Suite 100, Lone Tree, CO 80124.

Firm Information

Alison Peery is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Alison Peery’s Registration & Firm History

CO

11/13/2020 - Present

Charles Schwab & CO., Inc. (Lone Tree CO)

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Licenses & Designations

BOTH

Issued 11/13/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/31/2024

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/05/2022

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/02/2020

Series 7TO - General Securities Representative Examination

BC

Issued 11/20/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Alison Ann Peery.
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