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Alisha Waters

Alight Financial Advisors, LLC

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About Alisha Waters

Alisha Waters is a financial advisor who has been in the industry since May 2017. Waters is currently registered with Alight Financial Advisors, LLC in Charlotte, North Carolina. Alisha has been registered with Alight Financial Advisors, LLC since October 2019. Before that, Waters was registered with T. Rowe Price Investment Services, Inc. in Owings Mills, Maryland from May 2017 to September 2019.

Firm Information

Alisha Waters is currently registered with Alight Financial Advisors, LLC. Alight Financial Advisors, LLC is an investment advisor registered with the SEC and located in Charlotte, NC. The firm manages approximately $10 billion to $50 billion in assets for individuals. They offer a range of services including financial planning, portfolio management, and educational seminars. They are also a participant in wrap fee programs.
Alight Financial Advisors, LLC

9335 HARRIS CORNERS PARKWAY

CHARLOTTE, NC 28269

$33.74B

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Set-up fees and related services

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Alisha Waters’s Registration & Firm History

NC

10/11/2019 - Present

Alight Financial Advisors, LLC (CHARLOTTE NC)

MD

05/03/2017 - 09/25/2019

T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)

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Licenses & Designations

BOTH

Issued 08/07/2018

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/15/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/04/2020

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/2018

Series 7 - General Securities Representative Examination

BC

Issued 05/03/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Alisha Waters.
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