Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alisha? Claim Your ProfileAlisha Gonzalez is a registered investment advisor representative, with over 15 years in the industry, and is currently employed with Northwestern Mutual Investment Services, LLC. Alisha holds multiple licenses and certifications, including Series 7, Series 9, Series 10 and Series 66. She has worked with multiple clients, including individuals and banking or thrift institutions. Alisha may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
MI
04/22/2010 - Present
Northwestern Mutual Investment Services, LLC (PORTAGE MI)
BOTH
Issued 05/19/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/30/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/28/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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