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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alisha? Claim Your ProfileAlisha Holt is an investment advisor representative with Wells Fargo Clearing Services, LLC. Alisha has been in the industry for 9 years. Alisha has been registered as a securities agent since 2014 and as an investment advisor representative since 2020. Alisha works with individuals, high-net-worth individuals, businesses, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans. Alisha is licensed to sell securities in Oregon and Washington. Alisha's previous experience includes working as an investment advisor representative for Key Investment Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Clearing Services, LLC. Alisha holds a Series 6, Series 7, Series 63 and Series 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
08/26/2024 - Present
Wells Fargo Clearing Services, LLC (VANCOUVER WA)
OR
11/22/2022 - 08/08/2024
KEY INVESTMENT SERVICES LLC (Medford OR)
CA
03/09/2022 - 08/04/2022
WELLS FARGO CLEARING SERVICES, LLC (PASO ROBLES CA)
CA
03/18/2020 - 01/26/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN LUIS OBISPO CA)
CA
05/03/2014 - 02/04/2020
WELLS FARGO CLEARING SERVICES, LLC (PASO ROBLES CA)
IA
Issued 10/30/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2017
Series 7 - General Securities Representative Examination
BC
Issued 05/02/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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