Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alisan? Claim Your ProfileAlisan Martin is a financial advisor with over 17 years of experience in the financial services industry. Alisan has a wide range of experience and holds multiple licenses, including Series 7, 63, 55, 3, 57TO and SIE. Alisan is currently registered with Morgan Stanley and has previously been registered with firms including BNP Paribas Securities Corp., Foreside Fund Services, LLC, and Citigroup Global Markets Inc.. Alisan is registered to provide investment advice in 55 states and territories and has specialized in investment clubs, insurance companies, investment companies, charitable organizations, high-net-worth individuals, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
08/22/2023 - Present
Morgan Stanley (San Francisco CA)
CA
04/22/2016 - 07/14/2023
MORGAN STANLEY & CO. LLC (San Francisco CA)
CA
09/22/2009 - 02/16/2016
BNP PARIBAS SECURITIES CORP. (SAN FRANCISCO CA)
CA
04/13/2009 - 09/22/2009
FORESIDE FUND SERVICES, LLC (SANTA MONICA CA)
NY
09/21/2004 - 05/08/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 08/22/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/02/2004
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Alisan Martin is the right advisor for you? Invested Better is here to help.
