Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alisa? Claim Your ProfileAlisa Singhasri is a financial advisor with UBS Financial Services Inc. Alisa has been working in the financial services industry since 2004. Alisa's previous firms include Deutsche Bank Securities Inc., RBC Dain Rauscher Inc., Wells Fargo Investments, LLC, and Pruco Securities, LLC. Alisa is licensed to provide investment advice in several states including Alaska, Arizona, California, Colorado, Illinois, Massachusetts, Michigan, Missouri, Montana, New Jersey, New York, Texas, and Virginia. Alisa holds the Series 7, Series 63, and Series 65 licenses and the SIE exam. Alisa also serves on the Board of Directors for The Ninety-Nines, Inc., an organization that supports aviation education, scholarship, and support.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
11/29/2012 - Present
UBS Financial Services Inc. (BEVERLY HILLS CA)
CA
12/04/2007 - 12/05/2012
DEUTSCHE BANK SECURITIES INC. (LOS ANGELES CA)
CA
05/14/2007 - 11/21/2007
RBC DAIN RAUSCHER INC. (BEVERLY HILLS CA)
CA
06/21/2006 - 05/01/2007
WELLS FARGO INVESTMENTS, LLC (WESTLAKE VILLAGE CA)
CA
03/08/2004 - 06/19/2006
PRUCO SECURITIES, LLC. (SHERMAN OAKS CA)
IA
Issued 10/21/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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