Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alisa? Claim Your ProfileAlisa Lauren Guetzkow is a financial advisor with over 16 years of experience in the financial industry. Alisa Lauren Guetzkow is currently registered with Fidelity Institutional Wealth Adviser LLC. Prior to joining Fidelity Institutional Wealth Adviser LLC, Alisa Lauren Guetzkow was employed by several other firms, including Principal Funds Distributor, Inc., Allianz Life Financial Services, LLC, Prudential Investment Management Services LLC, Pacific Select Distributors, LLC, NYLIFE Distributors LLC, Hartford Life Distributors, LLC, LPL Financial Corporation, PLANCO Financial Services, LLC, and SunAmerica Capital Services, Inc. Alisa Lauren Guetzkow holds Series 6, 7, 63 and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Overlay portfolio management; non-discretionary investment advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
10/09/2024 - Present
Fidelity Institutional Wealth Adviser LLC (RLLNG HILLS ESTATES CA)
IA
01/11/2021 - 03/01/2024
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
MN
02/28/2020 - 01/21/2021
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
NJ
10/03/2017 - 02/28/2020
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
CA
03/09/2016 - 09/12/2017
PACIFIC SELECT DISTRIBUTORS, LLC (NEWPORT BEACH CA)
NJ
01/18/2011 - 02/02/2016
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
CT
06/08/2010 - 12/21/2010
HARTFORD LIFE DISTRIBUTORS, LLC (HARTFORD CT)
CA
04/13/2010 - 06/02/2010
LPL FINANCIAL CORPORATION (SAN DIEGO CA)
SC
02/02/2009 - 09/25/2009
LPL FINANCIAL CORPORATION (FORT MILL SC)
CT
12/08/2006 - 12/15/2008
PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)
NJ
07/24/2001 - 06/26/2002
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
BOTH
Issued 02/10/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/28/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2012
Series 7 - General Securities Representative Examination
BC
Issued 12/07/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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