Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Alisa? Claim Your ProfileAlisa Kinard Brown is a financial advisor at UBS Financial Services Inc. with over 20 years of experience in the financial industry. Alisa has a strong background in providing financial advice to individuals, businesses, and institutions. Alisa holds Series 6, 7, 63 and SIE licenses and is registered with FINRA. Alisa specializes in providing investment advice, financial planning, and portfolio management services. Previously Alisa worked at MML Distributors, LLC, Diversified Investors Securities Corp., John Hancock Distributors LLC, and Enterprise Fund Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
08/26/2022 - Present
UBS Financial Services Inc. (NASHVILLE TN)
MA
06/11/2013 - 03/23/2017
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
GA
10/29/2007 - 03/25/2013
DIVERSIFIED INVESTORS SECURITIES CORP. (ATLANTA GA)
GA
10/09/2003 - 09/27/2007
JOHN HANCOCK DISTRIBUTORS LLC (ATLANTA GA)
GA
09/13/1999 - 10/02/2003
ENTERPRISE FUND DISTRIBUTORS, INC. (ATLANTA GA)
BC
Issued 09/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 02/18/2022
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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